Monday, November 29, 2021

Pre IPO (FPO)

Latest updated on 05th Jun. 2022.

Documents: (soft copy) Aadhar, CML (Clients Master List) of clients broker, 

Payments mode: All online modes, RTGS etc. 

Note: All stocks will be transfer on Clients demat account. 

Concept: Those are Private Companies stocks which are not listed on share Market / Stock Exchanges. 

Pre IPOs/ Private Equity/ FPO




Last updated on 27th April. 2022.

Pre IPOs



IMP Notes:

1) It's legal deal. It's πŸ“΄ Off Market deal.

2) It's in offline Market buy & Sell. Broker help to find Buyers and sellers.

3) You can get in your demat account also.

4) Need to hold 6 months compulsory, if Same IPO come. Before IPO come you can sell any time to Pre IPOs.













Old Pre IPOs



PRE - IPO


Pre-IPO Shares : A Perspective::

 Shares of Promoters, their Friends and Relatives issued at the time of establishing a firm/Company.

 These Shares are held closely amongst themselves indicating their contribution for their Business

 Such shares are issued normally on par- face value and payment same- with no premium.

 These shares gain value over a period of time thanks to the efficiency of performance of the Company

These shares are not listed in any exchange and are not available for Trading-Buying/selling. These unlisted shares are of small companies initially, with good business and growth prospects in terms of business volume and potential growth in value of shares.

 These unlisted shares are available at huge discount before they go for Public issue and listing in Stock Exchanges as they provide for good value once listed.

Smart Investors go in for such unlisted shares ahead of IPO- listing and gain substantially after listing.

 These Shares when they come to Public for subscription, huge Premium will be charged.


How we, at Goodwill Wealth management do to help you in this smart investment? Here it is:


Goodwill has a highly qualified and trained Finance Professionals who thoroughly analysis such forthcoming IPO issues in advance and recommend for securing these company shares. Our Focus in the process would be to:

 Identify those companies whose market reports have been good based on their past performance.

 The background of the Promoters and their track record

 Threadbare analysis of their critical financial data for the past few years, dividend payment etc

 Probable pricing and timing of IPO.

A study of their products, market share, order books etc.,

 A study of their peer Companies in terms of performance

 Major shareholders and their holding pattern of shares

 The market news about the company and their future prospects for the Company


Listed vs Unlisted (Pre-IPO) shares of Companies: Salient Features:


 Listed companies go through the process of SEBI regulator and Exchange rules for getting their shares to become Public and then to get listed in the Exchange. It is a tedious process consuming time

 Whereas it is certain to secure the unlisted shares in advance through this process prior to IPO without much difficulty, the allotment of shares in IPO is not certain if the demand is more and even the quantity is less on allotment sometimes.

One does not know the actual rate/price at which the share is listed/quoted on listing in the Stock Exchange and sometimes it could be less than the offered rate too. This is mainly due to the share's market performance, demand and supply of these shares, the investment preference and perceptions of the investors and the general market scenario like overall economy, recession etc.,

But in the case of picking up unlisted shares one is definite about the quantity, pricing etc.,as it solely depends on the performance of the Company only and not any external factors.


How do you go about buying the Unlisted shares? It is quite simple !


 These shares are bought through your D-Mat account by a simple process- in one day after receipt of the quoted amount into the designated bank account.

 The basic KYC documents to be furnished.

 The Proof of share allotment and transfer will be made and the receipt of amount confirmed.

 The Company will issue a "Share Purchase agreement; (SPA) in the name of the investor.

 Your Investment Advisor- Goodwill- will undertake the entire process and help you in securing the Unlisted -Pre-IPO shares smoothly and with ease.

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